Licenses &
Compliance

Every credential verified. Every license active. Every operation structured within the full framework of applicable regulatory law.

Maryland Good Standing

CRA••••4815

Federal Tax Identification

92-•••2985

Maryland Construction License

Type 015

AML/KYC Framework

Art. 305 Swiss Criminal Code

Patriot Act Compliance

Section 326

Remote Online Notarization

Maryland RON

Corporate Registration

Maryland LLC Registration

CRA••••4815

Active — Good Standing

Issuing Authority

Maryland State Department of Assessments and Taxation (SDAT)

Effective Date

March 30, 2023

Full registration as a limited liability company under Maryland law with authority to conduct business across all U.S. states and territories.

Federal Identifiers

Employer Identification Number

EIN 92-•••2985

Active

Issuing Authority

Internal Revenue Service — United States Department of the Treasury

Effective Date

2023

Federal Tax Identification Number for all U.S. banking, tax, and regulatory compliance purposes.

State Licenses

Maryland Construction Firm License

License No. 152••596

Active

Issuing Authority

Maryland Department of Labor — Licensing and Regulation

Effective Date

2023

Active Maryland construction firm license (Type 015) authorizing commercial and residential construction operations throughout the State of Maryland.

Compliance Frameworks

AML/KYC — Due Diligence Convention

Arts. 2–5 DDC

Compliant

Issuing Authority

Federal Banking Commission Circular — December 1998 / Swiss Criminal Code Art. 305

Effective Date

Ongoing

Full compliance with the Due Diligence Convention and Federal Banking Commission Circular of December 1998 governing prevention of money laundering and protection of confidential client information.

Patriot Act Compliance — Section 326

31 U.S.C. § 5318

Compliant

Issuing Authority

U.S. Department of Treasury — FinCEN

Effective Date

Ongoing

All banking and fund transfer operations conducted in full compliance with the USA PATRIOT Act, including mandatory customer identification program (CIP) requirements for financial institutions.

Remote Online Notarization

Maryland RON Authorization

Active

Issuing Authority

Proof.com — State-Authorized RON Platform

Effective Date

2023–Present

Legal Representative Janine Teran Hubner holds active Remote Online Notarization (RON) certification under Maryland state law, enabling legally binding notarization of documents via Proof.com.

IOLTA Escrow Compliance

Wells Fargo IOLTA #376-•••-7629

Active

Issuing Authority

Jody Wong, Esq. — Licensed California Attorney

Effective Date

Ongoing

All paymaster and escrow transactions processed through an attorney-managed IOLTA (Interest on Lawyers Trust Account) at Wells Fargo Bank, ensuring full legal compliance with trust account regulations.

Mandatory Wire Transfer Declarations

Per Patriot Act/Banking Regulations, all wire transfers facilitated by Secure Assets Holding LLC must incorporate the following mandatory text declarations:

01

FUNDS ARE CLEAN AND CLEAR, OF NON-CRIMINAL ORIGIN AND ARE PAYABLE IN CASH IMMEDIATELY UPON RECEIPT BY BENEFICIARY'S BANK.

02

THE CLEAN, CLEARED, LIEN FREE AND UNENCUMBERED FUNDS, EARNED AS FINANCIAL CONSULTING FEES ON COMMERCIAL ENTERPRISES OF NON-CRIMINAL AND NON-TERRORIST ORIGINS, KNOWN BY BUYER AND/OR SELLER.

03

FUNDS ARE CONTRACTUALLY GUARANTEED FOR PAYMENT THROUGH THE MASTER PAYMASTER ACCOUNT, AS LISTED HEREIN.

04

FUNDS ARE FOR SAME DAY PAYMENT, FULL EDIT AND IMMEDIATE SETTLEMENT WITHOUT INTERRUPTION, DELAYS, OR PROTEST.

Regulatory Disclaimer

This compliance information is provided for institutional due diligence purposes. All licenses, registrations, and authorizations referenced herein are subject to periodic renewal and regulatory review. Nothing contained herein constitutes legal advice or a representation of legal status beyond what is formally documented with the relevant issuing authorities. Interested parties are encouraged to independently verify all registrations through the Maryland State Department of Assessments and Taxation (SDAT) and the Internal Revenue Service. For complete compliance documentation packages, contact the legal representative at janinehubner@secureassetsholding.com.